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Blog | Office of Financial Regulation (OFR)
Howell, Buchan & Strong's team can help you with your business or professional license.The Florida OFR Examination: What Investment Advisers Should Understand Before It Begins
An examination from the Florida Office of Financial Regulation is often misunderstood as a routine administrative check. In reality, it is a structured evaluation that can shape the trajectory of....
Florida Investment Adviser Fiduciary Duty: How OFR Evaluates Compliance and Documentation
Fiduciary duty is a central concept in the regulation of investment advisers, federally covered advisers, and their registered associated persons. In Florida, it is also one of the most frequently....
